White Papers Archived News User Feedback

Showing Results for 2005/2006 View Next Page >> To expand any headline to view the entire article, simply click on "View Article Titles", to close the article simply click on "View Article Titles" again   Download the May-2006 Issue of Carbon Copy (View Article Titles) DSTI launches the automated reporting solution US SEC extends compliance dates regulation NMS Survey finds global fund admins face increased consolidation DPM Mellon new hires Caledonian teams with Paladyne Systems OTC derivatives market activity in the second half of 2005 Former international management associates, GP arrested Operational risk management market to grow to $1.38BN by 2010 IM catches fire, raises concerns Interactive data and market forge alliance VC investments in Canadian companies UP Q1, fundraising declines   Download the Mar-2006 Issue of Carbon Copy (View Article Titles) Software as a service is gaining ground MISYS banking systems launches MISYS Summit FT Version 5.0 Tax & Regulatory notices - Courtesy of Ernst & Young Offshore: Fundamentals of change Fortis acquires BVI's largest hedge fund administrator Salaries for operations positions experience a spike Convertible ARB bounces back from 2005 performance OCC implements new risk management methodology Credit models outperform ratings at all forecasting horizons SEC, UK FSA sign landmark regulatory cooperation agreement Reuters adds fair value pricing model Cap intro sector faces consolidation, says new industry survey Hedges shouldn't beat about the bush   Download the Jan/Feb-2006 Issue of Carbon Copy (View Article Titles) NASDAQ to launch low-cost crossing network Instinet launches new algorithm New to the market: Xylinq launches synthetics trading platform FSA to streamline money laundering rules for firms Derivative contract not a security: section 851(B)(2), IRS holds Morgan Exec took gifts, home fixes from clients Hedge funds like Lehman Brothers Best M ellon launches hedge fund admin capability in Dublin Citigroup hires Coyne as global head of F/X Primse Brokerage Credit derivatives players spending 50% more on operations Depositories advance preparations for Euro global debt Morgan Stanley in serious talks for Blackrock stake Goldentree Asset Management LP hired Wall Street veteran Guide to US anti-money laundering requirements and what companies must address IT Outsourcer EZE Castle integration continues growth IP-WOE: Start-ups suffer reg, stock market malady 2005 Biggest venture capital investment year since 2001 Large increase in hedge fund shareholders fuels IRM market GIPS standards became effective January 1   Download the Nov/Dec-2005 Issue of Carbon Copy (View Article Titles) Paladyne Launches Hosted ASP Offering to the Hedge Fund Industry SunGard Partners With Citigroup CSFB Connects to MetaBit's Market Liquidity Hub BuySide Struggles with Algo Glut SEC Chairman Announces First National 'CCOutreach' Seminar Asset Managers Increase Compliance Spending Deloitte Recommends Reviewing Past Advice, Sales Practices Hedge Fund Services May Bring Wall Street Record $7.5 Billion Fortis To Acquire Leading Clearing Firm O’connor F&C Asset Management PLC Discontinues Project to Outsource the Former ISIS FASB Issues Working Draft of the Fair Value Measurements Standard Funds-of-Hedge Funds Enhance Due Diligence Procedures Compliance Director Tops Accounting/Back Office Compensation Survey Will Mid-Size FoFs Get Squeezed? The Hedge Fund-Brokerage Connection: An Invitation to More Bayous? StockGate: Naked Short Sales Bubble Now Big Enough To Threaten Wall Street? F&C Asset Management PLC discontinues project to outsource the former ISIS Energy Investors Funds Closes Sixth Fund on $750 million US Venture Capital Short-term Performance Improves in Q2 2005 US Carlyle Reportedly Interested in IT Services Company CSC   Download the Oct-2005 Issue of Carbon Copy (View Article Titles) Bennelong Selects Imagine Software to Support Launch of New Fund Eze Castle Software adds 35 New Clients through September 30, 2005 FFastFill Selected by CBOT for New Order Management Solution Grant Thorton - Caught in the Refco Buzzsaw Deutsche Bank told to Tighten Policies “Section 409A” Proposed Regulations Provide Guidance on Deferred Compensation Bonuses May Be Up For Traders, but So Could Cutbacks Gartmore selects JPMorgan as SMA Administrator Dramatic Increase in Staff Turnover Levels among UK Investment Professionals Pollack to Setup New Seed & Emerging Manager Operation Edwards, Former Candidate for Vice President, Joins Fortress S&P Introduces Expanded Review of US Energy Firms' Risk Management Case Study - Portable Alpha and Hedge Funds JPMorgan Clinches Outsourcing Deal from ADM Derivatives Alloy Ventures Greets New Investors As Fifth Fund Swells To $368M Trading Software Co. Traiana Seals $15M Series D Round   Download the Sept-2005 Issue of Carbon Copy (View Article Titles) Linedata Services Acquire Global Investment Systems RiskMetrics Expands European Effort Advent Software Releases Advent for Global Hedge Funds Derivatives Backlogs Seen Boosting Automation Integrated Software Adds Fund Data FSA Scrutinizes High-Impact Hedge Funds February’s SEC Deadline Brings New Concerns to the Hedge Fund Industry New SEC Chief to Tighten Hedge-Fund Rules Brokers Raising Hedge Fund Lending, Eye Profits Hedge fund Fees Expected to Fall State Street Plots Credit Euro Hedge Plays Gartmore Investment Management Mulling Initial Public Offering Hedge-fund Firm Could Feel Fallout from KPMG Investigation New Warning over Hedge Fund Capacity – Report Dealers Vow to Enforce Tougher Rules in CDS Market SEC Adopts 'Risk-Based' Approach to Hedge Industry   Download the Aug-2005 Issue of Carbon Copy (View Article Titles) Ramirez & Co. Forms Joint Venture With Algorithm Trading Solutions Cibc Mellon Links To Jpm'S Tri-Party Platform Carlyle Group Engineers SS&C Takeover NASD Probes Wall Street for Abusive Hedge Fund Sales Practices Potential Fallout for Goldstein Golub & Keller in H&R Block AMEX Acquisition Managers Seeking New Investors, Data Firm HFR Says Northern Trust Wins Custody, Fund Administration Mandate New Hires from Deutsche Bank, UBS and Martin Currie BISYS Expands European Operation Capacity Fears Emerge in Edhec's Hedge Fund Survey Swiss Family Offices Want to Outsource Back-Office Headaches Hedge fund firms are deferring bonuses and other compensation Hedge Fund Assets Decline Worldwide MFA Updates Sound Practices For Hedge Fund Managers Counterparty Risks under the Lens   Download the July-2005 Issue of Carbon Copy (View Article Titles) ITG to Acquire OMS Leader Macgregor SEC official warns of hedge fund danger No Over Haul For EU Rules on Funds ADV Could Shed Light on Hedge Fund Investment Terms Proprietary Soft Dollars Appear OK Banks vie for hedge fund cash 2005 Salary Survey: Hedge funds drive COO salaries to new heights Investors Seek Quick Exits Hedge fund Vega loses big in June UBS's Investment Bank Chief Costas to Run Hedge Fund S&P: Hedge-fund growth raises risks, Risk management crucial at banks serving the industry   Download the June-2005 Issue of Carbon Copy (View Article Titles) Netage embraces E-Commerce Interactive Brokers Adds Energy Futures to Global Direct-Access Platform Building stronger IT vendor relationships Staff Report Examining Pension Consultants EU Savings Tax Directive Confirmed To Take Effect State Street making HF administration services a top priority Edhec Challenges ‘Capacity Effect' Pessimists U.S. Institutions Tighten Soft Dollar Spending but Hold Off on Deeper Cuts RAB Capital to acquire Cross Asset Mgmt Merrill Lynch & Citadel to buy 10% stake in PHLX Market Risk – Global Hedge Fund Index Gains in May   Download the May-2005 Issue of Carbon Copy (View Article Titles) Block Trading Firm Harborside Closes Down SS&C Technologies Announces Agreement to Acquire Financial Interactive, Inc. Continues to Expand Hedge Fund Offerings SunGard Launches MINT Trade Management to Help Firms Manage and Automate Post Trade Processing Swapstream Adds Lehman, Rbs & Sgcib to Platform ERISA Plan Investments in Hedge Funds: Common Q&A Hedge Funds Lure Compliance Officers with More Pay SEC: Hedge Funds Need Compliance Officers UBS Lures a Banker from Goldman Sachs Deutsche Bank's Ira Lehrman Moves to Merrill Merrill Lynch Cuts Deutsche Bank Forecast on Derivatives SEC issues Wells notice to Refco Securities SEC Scrutiny Expected On Public/Private Info SEC Comments on Implementation of Internal Control Reporting Requirements Market Data Piracy Uncovered in China Ospraie to Launch Seeding Platform Risk Management Applications Now Number Over 100 Iron Mountain's Feet of Clay Chief Risk Officers to grow in number and influence, according to an Economist Intelligence Unit survey Funds Jump into Var Swaps to Play Vol UK and European venture capital investment up 19% in Q1 2005 on year Morgan Stanley and Morgan Stanley Venture Partners Announce Formation of Independent Venture Capital Firm New Firm to Be Called Crossmark Capital   Download the Apr-2005 Issue of Carbon Copy (View Article Titles) SunGard Launches FAME Exchange Traded Funds Data Offering IXIS Investor Services Chooses TRADIX for FOREX and OTC Treasury Back-Office Operations UBS Securities Uses ADP Workflow Solution SEC Failed to Uncover Fund Trading Abuse National Futures Association, the self regulatory organization for futures and derivatives markets, is considering a requirement that will mandate electronic filing of commodity pool operators' financial statements. New SEC Rule Clarifies the Distinction Between Broker-Dealers And Investment Advisers Registration of Advisers: What Managers of Small and Mid-Sized Hedge Funds Need to Know BNY Undertakes SWIFTNet Funds Implementation Deutsche Shakes Up Global Prime Services Morgan Stanley Gives Pay Guarantee to Prime Broker Deutsche Bank Names Karofsky Head of Program Trading Bisys begins its own internal probe Morgan McKinley's Annual Salary Survey Report: Large Firms Rethink Outsourcing Currency Overlay On Council's Radar Janus mulls performance fees Trading Technologies turns patent fire on Man Group Market Risk – Euro Exchange to Launch Series of Equity Derivatives Services Modeling Derivatives Prices Is Like Dropping a Needle Credit risk - S&P Introduces Expanded Short-Term Rating Scale for Speculative-Grade Issuers Channel Development: Unlock the Potential with CPAs Getting Real Marketing Results Early-Stage deals gain share in first quarter despite declines in overall U.S. Venture-Capital Investment Blackstone, Battery Ventures Seek 20% Nymex Stake for $185 Mln   Download the Mar-2005 Issue of Carbon Copy (View Article Titles) Trema completes EUR 8 million growth capital financing round Imagine Software Brings a Bit of History to Monte Carlo Cogency Software Announces Management Change Martin Currie Completes Minerva Implementation IRS Provides Relief for Certain Partnerships and Pass-thru Entities 2005 Global Asset Management Industry Outlook Top 10 Issues in Asset Management Guernsey Rolls Out Three-Day Approval Regime U.S. Bancorp Fund Services Selects Eagle for Fund Administration Reporting GlobeOp Financial Services hires Robert Schwartz Merrill buys Chicago clearing firm Market Risk - UBS Obtains License for China Derivatives E &Y to Shutter Advisory Services: Clients, Employees Still in the Dark Operational Risk - FASB Considers Disclosure Rules for Derivatives Lehman Rebrands Jim Rowen will join SAC Capital Advisers Pequot, Merrill Lynch Team Up For Emerging Managers Fund Energy managers discuss ways to take advantage of various market opportunities Operations Risk - Hidden Fraud Risk May Accelerate due to Sarbanes-Oxley RESEARCH ALERT: The 2004-2005 Private Equity Market Summary with Global Rankings and Regional Asset Distribution Tables FREE of CHARGE   Download the Feb-2005 Issue of Carbon Copy (View Article Titles) Citigroup selects Sungard's Invest One for third party administration business Kamakura Expands to 896 Million Default Correlations on KRIS Credit Risk Service Trading: Penson FX Trading System Lands Orion Securities as First Client, and more Bloomberg Launches Morgan Stanley Calculator for Credit Derivatives Robert Van Securities Goes Live With Tradeware for Direct-Market Access and MarketCenter for Global Order Routing Lehman Brothers Completes FIX for Fixed Income Certification via TransactTools' Testing Service Counterparty Data Emerges from Obscurity Detica Announces New Technology Delivery for Swapstream Malaysia may end 7-year ban on short-selling Roye Says Extended Lock-Ups May Raise Red Flags SEC's Bear Stearns Probe Deepens Administrator Oversight on the Minds of Investment Managers J.P. Morgan Chase Rolls Its Own Messaging Merrill Lynch launches Strategy Swap Fortis Uses SunGard’s Adaptiv for Real-time Credit Exposure Calculations Hedge Funds Leverage FpML for Custom Message Extensions Followed by Carbon’s Comments Kapur Joins Blackstone’s Hedge Fund Advisory Group CalPERS Earns 8.9% Return From Hedge Funds, $2.8B From Private Equity HSBC, Partners Group Team to Offer PE Fund for Individuals, Small Institutions Insiders, Not Hackers, Are Main Cause Of Data Breaches: Survey Operational Risk - Break the Overdependence on SLA’s to Improve Performance in Bank Back-Office BPO’s BIS - Outsourcing Guidance for Financial Services, Senior Management Still Responsible PowerShares Secures $10 Million Commitment From FTVentures Larry Cheng Joins Fidelity Ventures As Principal   Download the Jan-2005 Issue of Carbon Copy (View Article Titles) FXALL’s Monthly Trading Volume breaks through $500 Billion Twelve Dealers Sign up for SwapsWire Equity Derivatives Brokers Bang on OMS Doors UK regulators to ask hedge funds to disclose takeover positions E&Y Hedge Fund Tax Alert: Guidance Provided on Deferred Compensation SEC Green Lights First Rules For Asset-Backed Securities Silver Leaf Partners Launches Prime Brokerage Services Platform BNY Brokerage Links its DEx Trading Platform to the Sungard Transaction Network (STN) The Cost of Compliance Need for a Securities Lending Marketplace – Commentary Retaining talent in investor services New York City taps managers to invest in new funds Former Goldman Exec Readies Fund Jack Meyer resigns from Harvard fund Former Nymex President Starts MotherRock Energy Hedge Fund Funds Increase Use Of Naked Default Swaps Playing With Fire? Four Out of Five Major Financial Firms Now Have a Chief Risk Officer, Reflecting Tough Regulations, Increased Scrutiny SIA to Review T+1 Move, Citing BCP, Cost Concerns Prime Brokers Battle for Top Honors Investment Managers to Link With CTM in June IT spending will not be affected by Downturn Hedge Funds Conclude Successful March and 1st Quarter Showing Results for 2005/2006 View Next Page >>

286 Madison Avenue - 11th Floor | New York, NY 10017 | Phone 646-432-3333 | Fax 646-432-3320

E-mail: info@buysidetech.com

All materials herein are Copyright, 2004 © CarbonBased Consulting, Inc. unless otherwise noted. CarbonBased is a trademark of CarbonBased Consulting, Inc.
All other marks are property of their respective owners, and no claim of affiliation or endorsement thereby is implied herein.

Online Privacy Policy